Wayne M. Carlin is taking the seat as regional director of the Commission's Northeast Region, where he will oversee enforcement and regulatory activities throughout 13 states and the District of Columbia, SEC said.

Carlin succeeds Carmen Lawrence, who recently left the Commission to enter the private practice.

Carlin, 41, first joined the Commission in 1993 as a staff attorney in the Northeast Regional office. He left the Commission in 1997 as an assistant regional director and joined Lazard Freres & Co. as vice president and head of Regulatory Affairs. He rejoined the Commission in September of last year as an associate regional director.

-- SmartPros News Staff

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